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Statement

Notation as on the Theorem 1 and Proposition 2 pages: qq is odd, Eq(n,a)E_q(n,a) is the graph on Fqn\mathbb F_q^n joining x,yx,y when d(x,y)=ad(x,y)=a, AaA_a is its adjacency operator, and ebe_b is the additive character of Eq. (6).

Theorem 3 (p. 231, quoted). "Let λb\lambda_b denote the eigenvalue of the adjacency operator AaA_a of the graph Eq(n,a)E_q(n,a) corresponding to the eigenfunction eb(x)e_b(x) defined in (6). Then ∣λb∣⩽2q(n−1)/2|\lambda_b|\leqslant 2q^{(n-1)/2}, for b≠0b\neq0 in Fqn\mathbb F_q^n. Moreover, the eigenvalues λb\lambda_b, for b≠0b\neq0, are expressed as generalized Kloosterman sums in Eq. (11)."

Eq. (11) (p. 232). For a multiplicative character κ\kappa of Fq\mathbb F_q and a,a′∈Fqa,a'\in\mathbb F_q the generalized Kloosterman sum is K(κ∣a,a′)=∑r∈Fq∗κ(r) e(−ar+a′/r)K(\kappa\mid a,a')=\sum_{r\in\mathbb F_q^*}\kappa(r)\,e(-ar+a'/r) (Eq. (10), p. 231), and for b≠0b\ne0

λ2b=1q G1n K(χn∣a,d(b,0)),\lambda_{2b}=\frac1q\,G_1^n\,K\bigl(\chi^n\mid a,d(b,0)\bigr),

where G1=∑y∈Fqe(y2)G_1=\sum_{y\in\mathbb F_q}e(y^2) is the Gauss sum, of absolute value q\sqrt q (Eq. (12)). Since qq is odd, b↦2bb\mapsto 2b runs over all nonzero vectors, so (11) covers every nontrivial eigenvalue; it depends on bb only through d(b,0)d(b,0) (p. 233).

Where the bound fails (an observation of this page). The proof applies Weil's estimate ∣K(χn∣a,d(b,0))∣≤2q|K(\chi^n\mid a,d(b,0))|\le2\sqrt q (Eq. (13), p. 232) in all cases, but when a=0a=0, d(b,0)=0d(b,0)=0 and nn is even the character χn\chi^n is trivial and the sum is q−1q-1. Then (11) gives

λ2b=χ((−1)n/2) q(n−2)/2(q−1),\lambda_{2b}=\chi\bigl((-1)^{n/2}\bigr)\,q^{(n-2)/2}(q-1),

which exceeds 2q(n−1)/22q^{(n-1)/2} in absolute value exactly when q−1>2qq-1>2\sqrt q, that is q≥7q\ge7. A nonzero bb with d(b,0)=0d(b,0)=0 exists for every even n≥4n\ge4, and for n=2n=2 exactly when χ(−1)=1\chi(-1)=1. So the printed bound is false for Eq(n,0)E_q(n,0) with n≥4n\ge4 even and q≥7q\ge7, and for Eq(2,0)E_q(2,0) with q≡1(mod4)q\equiv1\pmod 4, q≥9q\ge9. Direct computation confirms the eigenvalue 1212 for E13(2,0)E_{13}(2,0), against 213<7.222\sqrt{13}<7.22, and 4242 for E7(4,0)E_7(4,0), against 2⋅73/2<37.052\cdot7^{3/2}<37.05. The paper's own tables agree with the formula at q=3,5q=3,5, where it stays within the bound: 44 for E5(2,0)E_5(2,0) (Table 1), and 66 and 2020 for E3(4,0)E_3(4,0) and E5(4,0)E_5(4,0) (Table 2). For a≠0a\ne0, and for a=0a=0 with nn odd, the Kloosterman sum is not of this degenerate kind and the bound 2q(n−1)/22q^{(n-1)/2} stands as printed; in particular it holds for the unit graphs Eq(n,1)E_q(n,1).

Odd dimensions (p. 232, Eqs. (14), (15)). For nn odd the sums are Salié sums, which the paper evaluates: when a⋅d(b,0)≠0a\cdot d(b,0)\ne0, λ2b=2G1n−1χ(d(b,0))cos⁡(4π Tr(c)/p)\lambda_{2b}=2G_1^{n-1}\chi(d(b,0))\cos(4\pi\,\mathrm{Tr}(c)/p) if a⋅d(b,0)=c2a\cdot d(b,0)=c^2, and λ2b=0\lambda_{2b}=0 if a⋅d(b,0)a\cdot d(b,0) is not a square; when a⋅d(b,0)=0a\cdot d(b,0)=0 with b≠0b\ne0, λ2b=qχ(−a)\lambda_{2b}=q\chi(-a) if d(b,0)=0d(b,0)=0, and λ2b=qχ(−d(b,0))\lambda_{2b}=q\chi(-d(b,0)) if a=0a=0, d(b,0)≠0d(b,0)\ne0. Eq. (15) as printed is right at n=3n=3, the case the paper uses; for odd n≥5n\ge5 these eigenvalues have absolute value q(n−1)/2q^{(n-1)/2}, not qq, as Eq. (11) gives when the Kloosterman sum reduces to a Gauss sum, and E3(5,0)E_3(5,0) has the eigenvalues ±9\pm9 (an observation of this page). This does not affect the bound of Theorem 3.

Comparison with the Ramanujan bound (pp. 223-224, 230-233). A connected kk-regular graph is Ramanujan if every eigenvalue λ\lambda with ∣λ∣≠k|\lambda|\ne k satisfies ∣λ∣≤2k−1|\lambda|\le2\sqrt{k-1} (p. 222). The paper states that, by Theorem 1, the bound of Theorem 3 is asymptotic to 2∣Sq(n,a)∣−12\sqrt{|S_q(n,a)|-1} as q→∞q\to\infty, sometimes as good or better (when the error term in Theorem 1 is positive) and sometimes worse; the abstract says "better than Ramanujan in half the cases". It states that Ep(3,1)E_p(3,1) is not Ramanujan for primes p≡3(mod4)p\equiv3\pmod4, p>158p>158, and is Ramanujan for p≡1(mod4)p\equiv1\pmod 4, and that Ep(2,1)E_p(2,1) is not Ramanujan for p=17p=17 and 5353 (p. 232). A direct computation of Ep(2,1)E_p(2,1) for the primes p≡1(mod4)p\equiv1\pmod4 up to 5353 agrees: only p=17p=17 and p=53p=53 exceed 2k−12\sqrt{k-1} (an observation of this page).

Tables 1 and 2 (pp. 233-234). Table 1 lists the eigenvalues and multiplicities of Eq(2,a)E_q(2,a) for q=3,5,7q=3,5,7, all Ramanujan when connected; E3(2,0)E_3(2,0) and E7(2,0)E_7(2,0) are not connected. For q=5q=5 and a≠0a\ne0 (degree 4) it lists −3.2361-3.2361, −1-1, 0.38200.3820, 1.23611.2361, 2.61802.6180 with multiplicities 4,8,4,4,44,8,4,4,4, and 44 once. So E5(2,1)E_5(2,1) has the eigenvalue −3.2361≈−(1+5)-3.2361\approx-(1+\sqrt5), whose absolute value exceeds 5\sqrt5 but not 252\sqrt5. Table 2 does the same for Eq(4,a)E_q(4,a), q=3,5q=3,5.

Source. A. Medrano, P. Myers, H. M. Stark and A. Terras, Finite analogues of Euclidean space, J. Comput. Appl. Math. 68 (1996), 221-238, doi:10.1016/0377-0427(95)00261-8: Ramanujan graphs on p. 222, the introductory comparison on pp. 223-224, Theorem 3 on p. 231, its proof on pp. 231-232 with Eqs. (7)-(13), Eqs. (14), (15) and the remarks on p. 232, Table 1 on p. 233, Table 2 on p. 234. The edition read is identified on the source card.

Read depth. Claims checked: the statement, Eqs. (10)-(15), the remarks and Tables 1 and 2 were read clause by clause on the printed pages. The proof sketch was read and its use of Eq. (13) checked case by case, which found the failure above; the degenerate eigenvalue, the q=5q=5 row of Table 1 and the Ep(2,1)E_p(2,1) remark were recomputed numerically here, as was Eq. (15) at n=3n=3 and n=5n=5, and Eq. (14) at n=3n=3 for q=3,5,7,11,13q=3,5,7,11,13 and at n=5n=5 for q=3,5q=3,5, where it agrees. The p>158p>158 claim for Ep(3,1)E_p(3,1) was not checked. Nothing here is independently reviewed.

Proof pointer

Pp. 231-232. It suffices to treat λ2b\lambda_{2b}. Detecting d(x,0)=ad(x,0)=a by a sum over r∈Fqr\in\mathbb F_q writes qλ2bq\lambda_{2b} as a sum over r≠0r\ne0 of the exponential sums Br(b)B_r(b) weighted by e(−ar)e(-ar) (Eqs. (7), (8)); completing the square in each coordinate evaluates Br(b)=(χ(r)G1)ne(−tbb/r)B_r(b)=(\chi(r)G_1)^n e(-{}^tbb/r) (Eq. (9)), which gives Eq. (11). The Davenport-Hasse evaluation of G1G_1 (Eq. (12)) and Weil's bound for the Kloosterman sum (Eq. (13)) finish the estimate; the paper credits part of the argument to Carlitz (its reference [11]).

Bears on

  • Problem 188: the paper does not treat the problem. For the finite-field unit graph Eq(2,1)E_q(2,1), where the bound holds, it gives every nontrivial eigenvalue absolute value at most 2q2\sqrt q; with the degree q−χ(−1)q-\chi(-1) from Theorem 1, Hoffman's bound then gives a chromatic number at least 1+(q−χ(−1))/(2q)=q1/2(1/2+o(1))1+(q-\chi(-1))/(2\sqrt q)=q^{1/2}(1/2+o(1)), the lower bound of Vinh's Theorem 1 as the Vinh card records it, and Table 1's eigenvalue −3.2361-3.2361 of E5(2,1)E_5(2,1) shows that the sharper bound q\sqrt q printed in Vinh's Lemma 4 is false at q=5q=5. Nothing here concerns colorings of the real plane.