Research notes on every problem, and a library of the papers behind them. Built from the open erdos repository.
Updated
Source interface. Rado (1949), printed pp. 340–342 (canonical PDF), uses elementary finite-rank and finite-independence facts attributed to Whitney (1935), especially in the proof of Lemma 2 and equation (11). The deductions needed here are expanded directly from axioms (R1)–(R3). This is not a separately numbered result of Rado's paper and does not claim to reconstruct all of Whitney's equivalence theorem.
Statement. For finite subsets of :
- , and implies .
- A finite is independent if and only if .
- If and , then .
- A maximal independent subset of a finite has . Also .
- If finite independent sets satisfy , some makes independent.
Proof. Repeated application of (R2), starting from (R1), proves the bounds in part 1. If and , then
Both inequalities must be equalities, so . This proves part 2; its converse follows by taking . It also proves that subsets of independent sets remain independent.
For part 3 it suffices to enlarge by one element . If , apply (R3) to . Otherwise (R2) and integer-valuedness give , and
Again equality holds. Adding the finitely many elements of one at a time proves part 3. Consequently, if each element of a finite set individually leaves the rank of unchanged, adjoining all of leaves it unchanged: before adjoining each new element, apply part 3 to the current enlargement of .
Choose a maximal independent ; a maximal member exists because is finite and is independent. If , then is dependent. Parts 1 and 2 imply . The preceding consequence of part 3 gives .
To obtain subadditivity, choose such a finite base of . Every leaves unchanged. Part 3 says that it also leaves unchanged. Adjoining the elements of therefore gives
Finally, if no element of augments the independent set , every element of leaves unchanged. Hence , whereas monotonicity gives . This contradiction proves part 5.
For an ordered tuple, define to be one precisely when its entries are distinct and their set is independent, and zero otherwise. In particular for the empty tuple. For the source's equation (11) is
If the left side is zero, this follows from nonnegativity. If it is one, part 5 gives an entry outside the first tuple that augments its independent set, so at least one term on the right is one. This includes . Repeated entries are not silently treated as an independent tuple.
The infinite-cardinality augmentation theorem requires a separate representative-selection argument. It is not obtained merely by using an infinite cardinal in the finite proof above.