Wiki
Wiki

Research notes on every problem, and a library of the papers behind them. Built from the open erdos repository.

Updated

../


Source. Lezhe Gao, A finite-color partition relation for ω12\omega_1^2 under MAℵ1\mathrm{MA}_{\aleph_1}, Theorem 3.1, stated on physical p. 3 and proved on physical pp. 3--4 (§3, "The main theorem"; the physical and printed page numbers agree), in the four-page PDF held by its library source card, Gao (2026); the corpus files the result as Theorem 3.1. The relation the proof imports is displayed as relation (1) on p. 2, and the lemma it uses is reconstructed on the Lemma 2.1 page.

Standing. This is an author-recorded reconstruction; it is not an independent review, changes no status and assigns no tier. The deposit is unrefereed. The argument is conditional on MAℵ1\mathrm{MA}_{\aleph_1} through one imported theorem whose proof is not held in the corpus (Theorem A below); the deductions the deposit itself makes are written out in full.

Definitions

The partition relation α→(β0,…,βn−1)n2\alpha\to(\beta_0,\ldots,\beta_{n-1})^2_n, colorings, homogeneous sets, triangles and order types are as defined on the Lemma 2.1 page.

Ordinal arithmetic. ω1\omega_1 is the first uncountable ordinal. ω1ω\omega_1\omega is the ordinal product ω1⋅ω\omega_1\cdot\omega, the order type of ω\omega copies of ω1\omega_1 laid end to end, equal to sup⁡n<ωω1⋅n\sup_{n<\omega}\omega_1\cdot n; and ω12=ω1⋅ω1\omega_1^2=\omega_1\cdot\omega_1. Ordinal multiplication by a fixed nonzero left factor is strictly increasing in the right factor, and ω<ω1\omega<\omega_1, so ω1ω<ω12\omega_1\omega<\omega_1^2. With von Neumann ordinals this makes ω1ω\omega_1\omega a subset of ω12\omega_1^2, namely the set of ordinals below ω1ω\omega_1\omega, and an initial segment of it: every element of ω12\omega_1^2 below an element of ω1ω\omega_1\omega belongs to ω1ω\omega_1\omega. The order that ω1ω\omega_1\omega inherits as a subset of ω12\omega_1^2 is membership, the same as its own order, so its order type as a subset of ω12\omega_1^2 is ω1ω\omega_1\omega.

Martin's axiom for ℵ1\aleph_1 dense sets. MAℵ1\mathrm{MA}_{\aleph_1} states that for every partial order with the countable chain condition and every family of at most ℵ1\aleph_1 dense subsets of it there is a filter meeting every member of the family. It enters the argument only as the hypothesis of Theorem A; no forcing argument is made here. It implies 2ℵ0>ℵ12^{\aleph_0}>\aleph_1, so it contradicts the continuum hypothesis.

Imported theorems

Theorem A (Baumgartner 1989, §3, the case n=3n=3). Assume MAℵ1\mathrm{MA}_{\aleph_1}. Then

ω1ω→(ω1ω,3)2.\omega_1\omega\to(\omega_1\omega,3)^2.

Exact version and provenance. The chapter Baumgartner (1989) is not held (paywalled). Its zbMATH review, Zbl 0703.03027, reports that §3 proves that MAℵ1\mathrm{MA}_{\aleph_1} makes ω1ω\omega_1\omega and ω1ω2\omega_1\omega^2 partition ordinals, that is, α→(α,n)2\alpha\to(\alpha,n)^2 for every finite nn, and the held paper of Chen, Garti and Weinert restates the ω1ω\omega_1\omega half in that form; the corpus files it as the main theorem. Gao's deposit cites the chapter for the case n=3n=3 only, as its relation (1) on p. 2, and that case is all the proof below uses. Theorem A is consumed as an external input; its proof is not reconstructed, since its text is not held, and the whole argument is conditional on it.

Theorem B (Baumgartner and Hajnal 1987; not used in the proof). In ZFC,

ω12→(ω1ω,3,3)2,\omega_1^2\to(\omega_1\omega,3,3)^2,

the case κ=ω\kappa=\omega of (κ+)2→(κ+κ,3,3)2(\kappa^+)^2\to(\kappa^+\kappa,3,3)^2 for regular κ\kappa with κ<κ=κ\kappa^{<\kappa}=\kappa. The deposit's introduction (p. 2) names it as the case k=2k=2 of the problem, already known in ZFC. It is not a premise of Theorem 3.1 and is recorded here only to fix the exact version behind that remark. The paper is not held; the statement is taken from its zbMATH review, Zbl 0635.03042, and from Komjáth 2025, and is filed as the positive relation.

Theorem C (Solovay and Tennenbaum 1971; the step from the theorem to the catalog status). If ZFC is consistent, then so is ZFC together with Martin's axiom and 2ℵ0>ℵ12^{\aleph_0}>\aleph_1, and hence ZFC together with MAℵ1\mathrm{MA}_{\aleph_1}. The deposit does not state this step; the problem page uses it to pass from Theorem 3.1 to "not disprovable in ZFC". The paper is not held and is cited on the problem page as [SoTe71].

Statement

Assume MAℵ1\mathrm{MA}_{\aleph_1}. Then for every finite k≥1k\ge1,

ω12→(ω1ω,3,…,3⏟k)k+12:\omega_1^2\to(\omega_1\omega,\underbrace{3,\ldots,3}_{k})^2_{k+1}:

every coloring of [ω12]2[\omega_1^2]^2 with the colors 0,…,k0,\ldots,k has a subset of ω12\omega_1^2 of order type ω1ω\omega_1\omega homogeneous in color 00, or a triangle of some color in {1,…,k}\{1,\ldots,k\}.

Proof

Assume MAℵ1\mathrm{MA}_{\aleph_1} and fix a finite k≥1k\ge1.

Step 1: the relation on ω1ω\omega_1\omega. By Theorem A the ordinal α=ω1ω\alpha=\omega_1\omega satisfies α→(α,3)2\alpha\to(\alpha,3)^2. Lemma 2.1 with this α\alpha gives

ω1ω→(ω1ω,3,…,3⏟k)k+12.\omega_1\omega\to(\omega_1\omega,\underbrace{3,\ldots,3}_{k})^2_{k+1}.

Step 2: restriction to the initial segment. Let c:[ω12]2→{0,…,k}c:[\omega_1^2]^2\to\{0,\ldots,k\} be any coloring. Since ω1ω⊆ω12\omega_1\omega\subseteq\omega_1^2, every two-element subset of ω1ω\omega_1\omega is a two-element subset of ω12\omega_1^2, so c0=c↾[ω1ω]2c_0=c\upharpoonright[\omega_1\omega]^2 is a coloring of [ω1ω]2[\omega_1\omega]^2 with k+1k+1 colors. Step 1 applied to c0c_0 gives either a set X⊆ω1ωX\subseteq\omega_1\omega with otp⁡(X)=ω1ω\operatorname{otp}(X)=\omega_1\omega and c0c_0 constantly 00 on [X]2[X]^2, or a three-element set T⊆ω1ωT\subseteq\omega_1\omega on whose pairs c0c_0 is constant with a value in {1,…,k}\{1,\ldots,k\}.

Step 3: reading the result in ω12\omega_1^2. The sets XX and TT are subsets of ω12\omega_1^2. The order they inherit from ω12\omega_1^2 is membership, the same order they inherit from ω1ω\omega_1\omega, so otp⁡(X)=ω1ω\operatorname{otp}(X)=\omega_1\omega as a subset of ω12\omega_1^2, and cc agrees with c0c_0 on [X]2[X]^2 and on [T]2[T]^2. Hence under cc either XX is a subset of ω12\omega_1^2 of order type ω1ω\omega_1\omega homogeneous in color 00, or TT is a triangle of some color in {1,…,k}\{1,\ldots,k\}. The coloring cc was arbitrary, so the relation holds. This proves the theorem.

Step 2 uses only that ω1ω\omega_1\omega is a subset of ω12\omega_1^2 carrying the inherited order; that it is an initial segment is more than is needed. In general, if β→(β0,…,βn−1)n2\beta\to(\beta_0,\ldots,\beta_{n-1})^2_n and α\alpha has a subset of order type β\beta, then α→(β0,…,βn−1)n2\alpha\to(\beta_0,\ldots,\beta_{n-1})^2_n, by the same restriction and the transport fact of the lemma page.

Fidelity and scope

  • The catalog question. The catalog asks the relation for all finite k<ωk<\omega with kk triangle targets and k+1k+1 colors. The theorem covers every k≥1k\ge1. The instance k=0k=0 is the one-color relation ω12→(ω1ω)12\omega_1^2\to(\omega_1\omega)^2_1, which holds outright: under the only coloring with one color the subset ω1ω\omega_1\omega of ω12\omega_1^2 is homogeneous of order type ω1ω\omega_1\omega. So, under MAℵ1\mathrm{MA}_{\aleph_1}, every instance of the catalog question has a positive answer.
  • What is proved and what is not. The relation is proved from MAℵ1\mathrm{MA}_{\aleph_1}; with Theorem C it is not disprovable in ZFC. It is not proved in ZFC, and Komjáth 2025 records the ZFC instance k=3k=3 as unknown. The route cannot be run in ZFC: the continuum hypothesis gives ω1ω↛(ω1ω,3)2\omega_1\omega\not\to(\omega_1\omega,3)^2 (Erdős and Hajnal, as the review of Baumgartner 1989 reports), so Step 1 needs a hypothesis beyond ZFC even though the conclusion holds in ZFC for k≤2k\le2 by Theorem B.
  • A source qualification. The introduction (p. 2) says that the case k=1k=1 "is exactly" relation (1). Read against Theorem 3.1, the case k=1k=1 is ω12→(ω1ω,3)2\omega_1^2\to(\omega_1\omega,3)^2, a theorem of ZFC that Komjáth 2025 attributes to Erdős and Hajnal (1970), whereas relation (1) is ω1ω→(ω1ω,3)2\omega_1\omega\to(\omega_1\omega,3)^2, the case k=1k=1 of the intermediate relation of Step 1. The slip is confined to the introduction and does not affect the proof.

Depends on. Theorem A, imported with its proof not held, and Lemma 2.1; Theorem C is used only for the passage from the theorem to the catalog status.

Bears on. Problem 1171, as a conditional proof under MAℵ1\mathrm{MA}_{\aleph_1} whose status the page already records.