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Lemm 2015 new counterexamples sums differences

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proposition_1_1: States Ruzsa's equivalence, as the paper records it: a sums-differences statement SD(r_1,...,r_n; alpha) fails exactly when some finite planar set on which a - b is injective carries a probability measure whose entropy is at least alpha times the largest entropy of its projections a + r_j b.

theorem_2_1: States that SD(0,1,infinity; alpha) fails for some alpha above 1.77898, improving Ruzsa's counterexample value log 27/log(27/4) and closing about half the gap to the exponent 11/6 of Katz and Tao.

theorem_2_2: States that SD(0,1,2,infinity; alpha) fails for some alpha above 1.61226, against the exponent 7/4 of Katz and Tao; a recomputation of the printed five-point construction gives about 1.6122587, just below the printed bound.


Lemm, Marius, New counterexamples for sums-differences. Proc. Amer. Math. Soc. 143 (2015), no. 9, 3863--3868. DOI 10.1090/s0002-9939-2015-12603-2. The arXiv record names arXiv's non-exclusive distribution license (arXiv:1404.3745), every other right reserved. The copy read for this card is arXiv:1404.3745v2 (3 October 2014); its labels are the ones used below, and the published edition was not compared with it.

The sums-differences statement SD(r_1,...,r_n; alpha), introduced by Bourgain as a route to lower bounds for the Hausdorff dimension of Kakeya sets, asserts, for r_1,...,r_n in Q with infinity adjoined and -1 removed and 1 < alpha <= 2, that every finite planar set G on which a - b is injective and each a + r_j b image (b itself for r_j = infinity) has size at most N must satisfy |G| < N^alpha. Working in Ruzsa's equivalent entropy formulation (Proposition 1.1: negation of SD is equivalent to a finite planar set G on which a - b is injective with H(P)/max_j H(pi_{r_j} P) >= alpha for some probability measure P on G), the paper constructs explicit counterexamples with non-uniform P. Theorem 2.1 gives alpha > 1.77898 with not-SD(0,1,infinity;alpha), closing about half the gap to the best positive result 11/6 of Katz and Tao, and Theorem 2.2 gives alpha > 1.61226 with not-SD(0,1,2,infinity;alpha), to be compared with the known 7/4. Theorem 2.1's value comes from numerical nonlinear maximization over the weights p_i on a seven-point set (three free weights once p_7 = p_1, p_6 = p_2 and p_5 = p_3 are imposed) and is not claimed optimal; Theorem 2.2's construction is a symmetric ansatz with one free weight, p_1 = p_2 = p_3 = p_4 = p, fixed by equating the entropies of two projections; a warm-up modification of Ruzsa's uniform example already yields a value the paper gives as about 1.7726, against log 27/log(27/4) (about 1.726). The paper prints the weights but not the resulting ratios; the result pages record a recomputation of both constructions, which finds the bound of Theorem 2.1 met and the construction for Theorem 2.2 reaching about 1.6122587, just below its printed 1.61226. Theorem 2.1 bounds from below how strong a sums-differences statement can be, which is the content relevant to problem 1097. The link to problem 1097 runs through the reduction of the common differences of three-term arithmetic progressions to SD(0,1,infinity), reported on the site and credited to Chan and not stated in this paper; through it, Theorem 2.1 gives sets of n integers with more than n^1.77898 common differences, answering the O(n^{3/2}) question in the negative.

Source: https://arxiv.org/abs/1404.3745.

Results. Pages are those of arXiv:1404.3745v2 (pp. 1--5).

  • Proposition 1.1 (p. 2): Ruzsa's entropy formulation; SD(r_1,...,r_n; alpha) fails exactly when some finite planar set on which a - b is injective carries a probability measure P with H(P)/max_j H(pi_{r_j} P) >= alpha, the direction from measures to sets holding in the limiting sense the page explains.
  • Theorem 2.1 (p. 3): there is an alpha > 1.77898 with not-SD(0,1,infinity; alpha), improving Ruzsa's log 27/log(27/4).
  • Theorem 2.2 (p. 4): there is an alpha > 1.61226 with not-SD(0,1,2,infinity; alpha), against the known positive value 7/4.

Remark 2.3 (p. 5), that adding the points (4,-2) and (4,-3) to the seven-point set with symmetric weights p_i = p_{9-i} gives no better value numerically, has no page.

Read status. Claims checked for the three results above, read clause by clause on the arXiv print; the proofs were read for their structure, and the numerical recomputations on the result pages were repeated by a second reader with the same values.

Bears on.

  • Problem 1097: Theorem 2.1, with Proposition 1.1, gives finite sets violating SD(0,1,infinity; beta) for some beta > 1.77898. The paper does not mention arithmetic progressions; through the embedding the problem page records, credited to Koishi Chan and not stated in this paper, these give sets of n integers with more than n^1.77898 common differences of three-term progressions, which answers the problem's second question, whether O(n^{3/2}) always suffices, in the negative and leaves the first open. Theorem 2.2 concerns a different set of projections and does not bear on it.

No file of this source is held: no license on record permits its redistribution, and the card cites the edition it names above.