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Erdos komornik 1998 developments non integer bases

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theorem_i: Erdős and Komornik's characterization of the Pisot numbers by the set of finite sums of powers of q with integer digits of modulus at most m: no finite accumulation point for every m when q is Pisot, and one for every integer m >= q - 1/q when q is not; its Part (b) supplies the first hypothesis of Lemma 3.2 in the proof of Theorem IV.

theorem_ii: Erdős and Komornik's theorem on the smallest gaps of the ordered finite sums of powers of q with digits 0, ..., m: the lim inf of the gaps is positive for every m when q is a Pisot number, and zero for every m >= [q - 1/q]' + [q - 1]' (upper integer parts) when q is not.

theorem_iii: Erdős and Komornik's theorem that the consecutive gaps of the ordered finite sums of powers of q with digits 0, ..., m tend to zero for every non-Pisot q once m >= [q - 1/q]' + 2[q - 1]' (upper integer parts), a bound that is never as small as 1 or 2.

theorem_iv: Erdős and Komornik's theorem that the consecutive gaps of the ordered finite sums of powers of q with digits 0, ..., m tend to zero for every m when 1 < q <= 2^(1/4) and q is not the square root of the second Pisot number; the m = 1 case is the first resolution of Problem 1096, on a range whose two second-hand accounts the printed statement reconciles.

theorem_v: Erdős and Komornik's theorem that when the gaps of the ordered finite sums of powers of q with digits 0, ..., m tend to zero, every alpha in (0, m/(q - 1)) has a development in base q with digits 0, ..., m that contains every finite string of those digits as a block.


P. Erdős and V. Komornik, Developments in non-integer bases, Acta Math. Hungar. 79 (1998), no. 1--2, 57--83, DOI 10.1023/A:1006557705401 (the Crossref record; the printed pages carry the journal header "Acta Math. Hungar. 79 (1--2) (1998), 57--83" and the footer "Acta Mathematica Hungarica 79, 1998" and no DOI). The byline prints the first author's name in a box, the journal's mark for a deceased author, "member of the Academy (Budapest)", and the second author at Strasbourg; the closing page gives the Mathematical Institute of the Hungarian Academy of Sciences and the Institut de Recherche Mathématique Avancée of the Université Louis Pasteur and CNRS as the two addresses. "Received September 30, 1996" (p. 83); the remarks on pp. 59--60 date the results to the authors' last discussions in July 1996 in Budapest and say the second author kept the paper in its state at those discussions after the first author's death. Cited as [ErKo98] on the problem page. The edition read for this card is the publisher's version of record; no preprint or repository version is known here. Its nine references (p. 83) include [4], the authors' 1990 Bulletin paper with Joó, filed as erdos_1990_characterization_unique_expansions_related_problems; [5], the Acta Arith. paper with Joó "to appear", filed as erdos_1998_sequence_numbers_form_sums_powers_q; [6], the 1996 Erdős--Joó--Schnitzer paper filed as erdos_1996_pisot_numbers; [7], Bugeaud, On a property of Pisot numbers and related questions, Acta Math. Hungar. 73 (1996), 33--39; [1], Bertin et al., Pisot and Salem numbers (Birkhäuser, 1992), cited for the list of Pisot numbers; [2], Bogmér, Horváth and Sövegjártó, On some problems of I. Joó, Acta Math. Hungar. 58 (1991), 153--155; [3], Erdős, Horváth and Joó, On the uniqueness of the expansions 1=∑q−ni1=\sum q^{-n_i}, Acta Math. Hungar. 58 (1991), 333--342; [8], Frougny, Representations of numbers and finite automata, Math. Systems Theory 25 (1992), 37--60; and [9], Khintchine, Continued Fractions (1964).

The copy read for this card is the publisher's production PDF of the printed article: 27 pages, printed pp. 57--83 = PDF pp. 1--27 (printed p. nn is PDF p. n−56n-56), A4 page images produced with Acrobat PDFWriter 3.0 (the file's metadata gives a creation date of 10 April 1998 and a modification date of 27 October 2004), with no text layer at all, so every passage below was read on the page images. Provenance: obtained from the publisher on 2026-09-22 as a DRM-free production PDF through the library's acquisition, the DOI https://doi.org/10.1023/A:1006557705401 resolving to the article's page at the publisher; 1,187,663 bytes. The file prints "0236-5294/98/$5.00 © 1998 Akadémiai Kiadó, Budapest" in the footer of its first page (read on the page image), every other right reserved.

Read status: claims checked for the abstract and § 0 (pp. 57--60), that is the definitions of the sequence (yk)(y_k), the set Y=Yq,mY=Y^{q,m} and the sequences ykq,my_k^{q,m}, the attribution of the question to [4], Problem 4, Theorems I--V with their remarks, and the definition of a universal development, each read clause by clause on the page images of PDF pp. 1--4 on 2026-09-22; the proof of Theorem IV (pp. 77--78, PDF pp. 21--22) was read in full on the page images and its reductions to Part (b) of Theorem I and to Lemmas 3.1 and 3.2 were followed; the statements of Lemmas 1.1--1.8, 2.1--2.2, 3.1--3.2 and 4.1 and of Propositions 2.3, 3.3 and 3.4 were read on the page images, and the proofs of Theorems I, II, III and V, of Lemma 3.2 and of the propositions were read on the page images for structure only; none of them was checked. The reference list and the received date (p. 83, PDF p. 27) were read on the page image. On 2026-10-08 the statements of Theorems I, II, III and V and their remarks were read again clause by clause on the page images for their result pages, with the statements of Lemmas 1.1--1.8, 2.1--2.2, 3.1--3.2 and 4.1 and of Propositions 2.3, 3.3 and 3.4, and the one-paragraph proofs of Part (b) of Theorem II (p. 74) and of Theorem III (p. 77) were followed as reductions to their lemmas. Nothing here is independently reviewed.

Contents

  • Abstract and § 0, Introduction (pp. 57--60, page images). Fix q>1q>1 and let 0=y0<y1<y2<⋯0=y_0<y_1<y_2<\cdots be the increasing sequence of the real numbers with at least one representation $y=\varepsilon_0+\varepsilon_1q+\cdots+ \varepsilon_nq^n$, n≥0n\ge0, εi∈{0,1}\varepsilon_i\in\{0,1\}. The sequence tends to infinity, more slowly as qq approaches 1, and the introduction (p. 57) names the first question, attributed to [4], Problem 4: do the gaps yk+1−yky_{k+1}-y_k tend to 0 for every qq close enough to 1? The paper points out one difficulty: for some algebraic qq a number yy has several representations, while (yk)(y_k) lists each value once. It then claims the answer, "One of the purposes of this paper is to give an affirmative answer to this question" (p. 57), and announces the special case of Theorem IV that delivers it, yk+1−yk→0y_{k+1}-y_k\to0 for every qq between 1 and 21/42^{1/4} "except possibly the square root of the second Pisot number p2≈1.175\sqrt{p_2}\approx1.175". A parenthetical note of the second author adds that the same property "probably holds also if q=p2q=\sqrt{p_2}" and that the first author's sudden death prevented the study. The second question (p. 58), from Bogmér, Horváth and Sövegjártó [2]: whether for each qq close to 1 some development 1=∑i≥1εiq−i1=\sum_{i\ge1}\varepsilon_iq^{-i} contains arbitrarily long runs of the digit 0; Theorem IV with Part c) of Theorem 4 of [4] gives such developments for every qq between 1 and 21/42^{1/4} except possibly p2\sqrt{p_2}, and Theorem V gives developments containing every finite variation of the digits. For q>1q>1 and an integer m≥1m\ge1, Y=Yq,mY=Y^{q,m} is the set of the sums s0+s1q+⋯+snqns_0+s_1q+\cdots+s_nq^n with si∈{0,±1,…,±m}s_i\in\{0,\pm1,\ldots,\pm m\}, and Pisot numbers are the algebraic integers q>1q>1 all of whose conjugates lie in ∣z∣<1|z|<1. Theorem I (p. 58, quoted): "(a) If qq is a Pisot number, then YY has no finite accumulation points for any mm. (b) If qq is not a Pisot number, then YY has finite accumulation points for every integer m≥q−q−1m\ge q-q^{-1}." Remark: the bound on mm is probably not sharp, and Proposition 2.3 shows that for m≤(q−1)/2m\le(q-1)/2 there are none, whatever qq. Then ykq,my_k^{q,m} is the increasing sequence of the sums with digits $\varepsilon_i\in {0,1,\ldots,m}$ (pp. 58--59), and YY is the set of the differences yk−yly_k-y_l. Theorem II (p. 59, quoted): "(a) If qq is a Pisot number, then lim inf⁡(yk+1−yk)>0\liminf(y_{k+1}-y_k)>0 for every mm. (b) If qq is not a Pisot number, then lim inf⁡(yk+1−yk)=0\liminf(y_{k+1}-y_k)=0 for every m≥[q−q−1]′+[q−1]′m\ge[q-q^{-1}]'+[q-1]' where we denote by [α]′[\alpha]' the upper integer part of α\alpha (i.e. the smallest integer ≥α\ge\alpha)." Remarks: Part (a) for 1<q<21<q<2 was proved earlier by Bugeaud [7] by a different approach; Bugeaud also proved that a non-Pisot 1<q<21<q<2 has some mm with lim inf⁡=0\liminf=0 without an estimate, and Part (b) shows m=3m=3 suffices there; Lemma 2.1 (b) gives lim inf⁡(yk+1−yk)=1\liminf(y_{k+1}-y_k)=1 whenever m≤q−1m\le q-1. The paper calls the lim sup⁡\limsup the harder quantity. Theorem III (p. 59, quoted): "If qq is not a Pisot number, then yk+1−yk→0y_{k+1}-y_k\to0 for every m≥[q−q−1]′+2[q−1]′m\ge[q-q^{-1}]'+2[q-1]'." Remark: Proposition 3.3 gives lim sup⁡(yk+1−yk)≥1\limsup(y_{k+1}-y_k)\ge1 whenever m≤q−q−1m\le q-q^{-1}. The paper notes that Theorem III never applies for m=1m=1 or m=2m=2, so it leaves the first question open, which the next theorem settles. Theorem IV (p. 59, quoted): "If 1<q≤21/41<q\le2^{1/4} and if qq is different from the square root of the second Pisot number, then yk+1−yk→0y_{k+1}-y_k\to0 for every m≥1m\ge1." Remarks (pp. 59--60): (a) the same property probably holds at p2\sqrt{p_2}, a question the authors meant to study during a visit in October 1996; (b) on the convergence rate, Proposition 3.4 shows an exponential rate for q=2q=\sqrt2 and m=1m=1. A development α=∑i≥1εiq−i\alpha=\sum_{i\ge1}\varepsilon_iq^{-i} with digits in {0,1,…,m}\{0,1,\ldots,m\} is universal if every finite variation δ1…δk\delta_1\ldots\delta_k of the integers 0,1,…,m0,1,\ldots,m occurs as a block of (εi)(\varepsilon_i). Theorem V (p. 60, quoted): "Let qq and mm be such that yk+1−yk→0y_{k+1}-y_k\to0. Then every 0<α<m/(q−1)0<\alpha<m/(q-1) has a universal development." Combined with Theorem IV: for 1<q≤21/41<q\le2^{1/4}, q≠p2q\ne\sqrt{p_2}, every mm and every 0<α<m/(q−1)0<\alpha<m/(q-1) has a universal development, "the last joint result of the authors, obtained in July 1996". Remark (b): for fixed mm, the bases qq in which α=1\alpha=1 has a universal development form a dense subset of [0,m+1][0,m+1], and whether almost every qq in that interval is such a base is left open.
  • § 1, Accumulation points of the set YY; proof of Theorem I (pp. 60--72, page images, statements checked, proofs for structure). Lemma 1.1: for Pisot qq, 0 is not an accumulation point of YY for any mm (the distances d(qn)d(q^n) to the nearest integer decay exponentially, so ∣y∣>(q+1)−1q1−N|y|>(q+1)^{-1}q^{1-N} for every nonzero y∈Yy\in Y). Lemma 1.2: a finite accumulation point of Yq,mY^{q,m} makes 0 an accumulation point of Yq,2mY^{q,2m}. Part (a) of Theorem I follows. Lemma 1.3: if YY has no finite accumulation point and m≥q−1m\ge q-1, then qq is an algebraic integer. Lemmas 1.4 and 1.5, which the paper presents as generalizing results of Frougny [8] and of Erdős, Joó and Schnitzer [6]: if YY has no finite accumulation point and qq is algebraic, then for a conjugate pp of qq a series ∑siq−i=0\sum s_iq^{-i}=0 with integers ∣si∣≤m|s_i|\le m also vanishes at pp when ∣p∣>1|p|>1 and has partial sums on finitely many circles centered at 0 when ∣p∣=1|p|=1 (Lemma 1.4); for m≥q−q−1m\ge q-q^{-1} and a complex p≠qp\ne q there is such a series vanishing at qq but not at pp when ∣p∣>1|p|>1, and one whose partial sums at pp take infinitely many absolute values when ∣p∣=1|p|=1 (Lemma 1.5). Part (b) of Theorem I follows from Lemmas 1.3--1.5 (p. 64). Lemmas 1.6--1.8 (pp. 65--69): a "lazy" digit algorithm for subseries of a convergent positive series, signed series ∑siai=0\sum s_ia_i=0 with prescribed sign pattern, and the case ai=q−[i/m]a_i=q^{-[i/m]}; the proof of Lemma 1.5 (pp. 69--72) treats pp nonnegative real, negative real and non-real in turn.
  • § 2, Study of lim inf⁡(yk+1−yk)\liminf(y_{k+1}-y_k); proof of Theorem II (pp. 72--74). YY is the set of differences yk−yly_k-y_l, so lim inf⁡(yk+1−yk)>0\liminf(y_{k+1}-y_k)>0 iff 0 is not an accumulation point of YY, and Part (a) follows from Theorem I. Lemma 2.1 (p. 72, quoted): "(a) If m≥q−1m\ge q-1, then yk+1−yk≤1y_{k+1}-y_k\le1 for every kk. (b) If m≤q−1m\le q-1, then yk+1−yk≥1y_{k+1}-y_k\ge1 for every kk. Furthermore, yk+1−yk=1y_{k+1}-y_k=1 for infinitely many kk and hence lim inf⁡(yk+1−yk)=1\liminf(y_{k+1}-y_k)=1." Lemma 2.2 (p. 73): if the set of all differences uk−ulu_k-u_l of one increasing sequence has a finite accumulation point and another, (vk)(v_k), tends to infinity with gaps bounded above, then an increasing sequence containing all the sums uk+vlu_k+v_l has lim inf⁡\liminf of its gaps equal to 0. Part (b) of Theorem II (p. 74) applies Lemma 2.2 with u=yq,nu=y^{q,n}, n=[q−q−1]′n=[q-q^{-1}]', and v=yq,pv=y^{q,p}, p=[q−1]′p=[q-1]'. Proposition 2.3 (p. 74): for m≤(q−1)/2m\le(q-1)/2, Yq,mY^{q,m} has no finite accumulation point.
  • § 3, Study of lim sup⁡(yk+1−yk)\limsup(y_{k+1}-y_k); proof of Theorems III and IV (pp. 74--80). For a sequence A=(Ai)A=(A_i) of nonnegative integers, ykq,Ay_k^{q,A} is the increasing sequence of the sums with εi∈{0,1,…,Ai}\varepsilon_i\in\{0,1,\ldots,A_i\}; sums of an AA-term and a BB-term lie in the (A+B)(A+B)-sequence. Lemma 3.1 (p. 75, quoted): "If BB is periodical with period dd and if qd≤Ba+1q^d\le B_a+1 for some index aa, then yk+1q,B−ykq,B≤qay_{k+1}^{q,B}-y_k^{q,B}\le q^a for all kk." Lemma 3.2 (pp. 75--76, "the following important" lemma): for periodic A,B,C,DA,B,C,D with (3.1) Yq,A={ylq,A−ykq,A}Y^{q,A}=\{y_l^{q,A}-y_k^{q,A}\} having a finite accumulation point, (3.2) and (3.3) the gaps of yq,By^{q,B} and yq,Cy^{q,C} bounded, and (3.4) A+B+C≤DA+B+C\le D, the gaps yk+1q,D−ykq,D→0y_{k+1}^{q,D}-y_k^{q,D}\to0. Its proof (pp. 76--77) has three steps: from Lemma 2.2, a subsequence (zi)(z_i) of yq,A+By^{q,A+B} with pairwise disjoint power supports and paired differences z2i−z2i−1z_{2i}-z_{2i-1} in [δ′,qMδ′)[\delta',q^M\delta'); from it, finite chains w0<⋯<wjw_0<\cdots<w_j in yq,A+By^{q,A+B} with steps below δ\delta and total length above any Δ\Delta; then, with the bounded gaps of yq,Cy^{q,C}, every interval of length δ\delta far enough out meets yq,A+B+Cy^{q,A+B+C}, hence yq,Dy^{q,D}. Proof of Theorem III (p. 77): Lemma 3.2 with the constant sequences A≡[q−q−1]′A\equiv[q-q^{-1}]', B=C≡[q−1]′B=C\equiv[q-1]', D≡mD\equiv m, (3.1) by Part (b) of Theorem I and (3.2)--(3.3) by Lemma 2.1 (a). Proof of Theorem IV (pp. 77--78): see theorem_iv. Proposition 3.3 (pp. 78--79): for m≤q−q−1m\le q-q^{-1}, yk+1−yk=1y_{k+1}-y_k=1 for infinitely many kk, so lim sup⁡(yk+1−yk)≥1\limsup(y_{k+1}-y_k)\ge1 (the open unit intervals Ij=(m(1+q2+⋯+q2j)−1, m(1+q2+⋯+q2j))I_j=(m(1+q^2+\cdots+q^{2j})-1,\,m(1+q^2+\cdots+q^{2j})) contain no yky_k). Proposition 3.4 (p. 80): for q=m+1q=\sqrt{m+1} with m+1m+1 not a square, some c>0c>0 has every interval (x−cx−1,x+cx−1)(x-cx^{-1},x+cx^{-1}) with xx large meeting yq,my^{q,m}, by the quadratic-irrational approximation theorem cited to Khintchine [9], Theorem 26.
  • § 4, Universal developments; proof of Theorem V (pp. 80--82). Lemma 4.1: if yk+1−yk→0y_{k+1}-y_k\to0 and 0<α≤10<\alpha\le1, every finite block δ1,…,δN\delta_1,\ldots,\delta_N of digits extends to the left to a finite digit string whose value falls within q−n−Nq^{-n-N} below α\alpha. The proof of Theorem V (pp. 81--82) applies it in turn to an enumeration B1,B2,…B_1,B_2,\ldots of all finite variations, with the rescaled remainders α1,α2,…\alpha_1,\alpha_2,\ldots in (0,1)(0,1), and lets the construction run to infinity.
  • References (p. 83), nine items, listed above.

Compiled scope

The paper is compiled at statement depth for its five main results, each on its own page: the result Problem 1096 consumes, Theorem IV (p. 59) with its remarks and its proof (pp. 77--78), read on the page images and paged on theorem_iv; and Theorems I, II, III and V, paged on theorem_i, theorem_ii, theorem_iii and theorem_v, their statements and remarks checked clause by clause on the page images, the reductions in the proofs of Theorems II and III to their lemmas followed, and the proofs of Theorems I and V read for structure only. The lemmas and propositions are recorded here as statements read on the page images; their proofs were read for structure only. A filing observation, not a review verdict, is recorded on the Theorem IV result page: the proof of Theorem IV opens its first case with the strict inequality q<21/4q<2^{1/4} where the theorem allows equality, and the argument applies unchanged at q=21/4q=2^{1/4}. On notation, the paper's p1,p2p_1,p_2 (the first and second Pisot numbers, ≈1.325\approx1.325 and ≈1.380\approx1.380) are the site's q0,q1q_0,q_1 on the problem page. Nothing here is independently reviewed.

Bears on. #1096: Theorem IV (printed p. 59, PDF p. 3), the gaps yk+1−yky_{k+1}-y_k tending to 0 for every m≥1m\ge1 when 1<q≤21/41<q\le2^{1/4} and qq is not the square root of the second Pisot number, with m=1m=1 is the problem's sequence and question: the introduction (p. 57) names the question as [4], Problem 4, the 1990 Bulletin paper's Problem 4, and says "One of the purposes of this paper is to give an affirmative answer to this question", announcing the m=1m=1 case there for every qq between 1 and 21/42^{1/4} other than p2\sqrt{p_2}, whose value it prints as ≈1.175\approx1.175. Every qq in (1,p2)(1,\sqrt{p_2}) is covered, so the problem's ϵ\epsilon may be any number at most p2−1≈0.175\sqrt{p_2}-1\approx0.175, and every qq in (p2,21/4](\sqrt{p_2},2^{1/4}] as well. Of the two second-hand accounts the problem page recorded, Feng's (1<q≤21/41<q\le2^{1/4} with the possible exception of p2\sqrt{p_2}) is the printed statement, and the site's (1<q<q1≈1.1751<q<\sqrt{q_1}\approx1.175) is its part below the excluded point. The proof (pp. 77--78) covers q=p1≈1.151q=\sqrt{p_1}\approx1.151, where Feng's Theorem 1.4 is silent, by a separate case through q3q^3. The paper's Theorem I (b) (p. 58), applied with m=1m=1 at the base q2q^2 (at q3q^3 for q=p1q=\sqrt{p_1}), supplies the first hypothesis of Lemma 3.2 in that proof (p. 78); Theorem I and Lemma 3.2 were read for structure only. The other main results are context for the problem, not resolutions of it: Theorem II (a) (p. 59) gives lim inf⁡(yk+1−yk)>0\liminf(y_{k+1}-y_k)>0 for every mm, hence for m=1m=1, at every Pisot qq, and every Pisot number is at least q0≈1.3247q_0\approx1.3247, above the range of Theorem IV, while Part (b) never applies with m=1m=1; Theorem III (p. 59) never applies for m=1m=1 or m=2m=2, as the paper says; and Theorem V (p. 60) takes the gaps tending to 0 as its hypothesis and draws universal developments from it.

Results.

  • Theorem IV (p. 59): for 1<q≤21/41<q\le2^{1/4} and q≠p2q\ne\sqrt{p_2}, yk+1−yk→0y_{k+1}-y_k\to0 for every m≥1m\ge1; proved on pp. 77--78 from Theorem I (b) and Lemmas 3.1 and 3.2.
  • Theorem I (p. 58): Yq,mY^{q,m} has no finite accumulation point for any mm when qq is Pisot, and has one for every integer m≥q−q−1m\ge q-q^{-1} when qq is not; proved in § 1 (pp. 60--72).
  • Theorem II (p. 59): lim inf⁡(yk+1−yk)>0\liminf(y_{k+1}-y_k)>0 for every mm when qq is Pisot, and =0=0 for every m≥[q−q−1]′+[q−1]′m\ge[q-q^{-1}]'+[q-1]' when qq is not; proved in § 2 (pp. 72--74).
  • Theorem III (p. 59): for non-Pisot qq, yk+1−yk→0y_{k+1}-y_k\to0 for every m≥[q−q−1]′+2[q−1]′m\ge[q-q^{-1}]'+2[q-1]'; proved on p. 77 from Lemma 3.2.
  • Theorem V (p. 60): if yk+1−yk→0y_{k+1}-y_k\to0 then every 0<α<m/(q−1)0<\alpha<m/(q-1) has a universal development; proved in § 4 (pp. 80--82).

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