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Chang 1972 partition theorem complete graph omega omega

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problems_p397: The two representative problems Chang poses on p. 397 as unknown and open to the paper's methods, ω^ω → (ω^ω, 4)^2 and ω^{ω^α} → (ω^{ω^α}, 3)^2 for α < ω_1; the second is the question of Problem 592, and the first is answered in the paper's footnote by Milner's ω^ω → (ω^ω, m)^2 for finite m.

theorem_p396: Chang's theorem that ω^ω → (ω^ω, 3)^2, every red-blue coloring of the pairs from ω^ω having a red triangle or a blue subset of order type ω^ω, the statement of Problem 590 and Problem 7 of the Erdős–Hajnal list, with the four lemmas and the induction that prove it.


C. C. Chang, A Partition Theorem for the Complete Graph on ωω\omega^\omega, J. Combinatorial Theory (A) 12 (1972), 396--452, DOI 10.1016/0097-3165(72)90105-7 (the running head prints "JOURNAL OF COMBINATORIAL THEORY (A) 12, 396-452 (1972)"; the DOI is the publisher's for the article and is not printed); the author at the University of California, Los Angeles; communicated by T. Motzkin, received February 24, 1970; the research "partially supported by NSF grant GP-8827 and by Paul Erdös" (footnote, p. 396); copyright line "© 1972 by Academic Press, Inc." Cited as [Ch72] on the problem pages. The paper has one reference (p. 452): Erdős and Hajnal, Unsolved problems in set theory, "to appear in the AMS volume on the 1967 Summer Institute in Axiomatic Set Theory held at UCLA", not held; the theorem is its Problem 7 (p. 396). Footnote 1 (p. 397) names two later results: Milner's ωω→(ωω,m)2\omega^\omega\to(\omega^\omega,m)^2 for m<ωm<\omega, "using the methods of this paper", communicated by letter, and, added in proof March 15, 1972, Larson's shorter proof of the author's and Milner's results in her Ph.D. thesis, Dartmouth College, 1972; its published form is Problem 590's [La73], not held.

The copy read for this card is the publisher's open-archive scan of the printed article: 57 pages, printed pp. 396--452 = PDF pp. 1--57 (printed p. nn is PDF p. n−395n-395), a 2003 scan (the scan's metadata names the Acrobat 4.0 Capture plug-in and a November 2003 creation date) with an OCR text layer that locates the prose and the section headings and garbles the mathematics: ω\omega comes out as "w", "o", "co" or "OJ", superscripts and subscripts are lost or detached, and the arrow of the partition relation is read as "+" or "-+". Provenance: the copy was obtained on 2026-09-22 from the publisher's open archive free of charge through the library's acquisition, the DOI https://doi.org/10.1016/0097-3165(72)90105-7 resolving to the article page at ScienceDirect (pii 0097316572901057) and its PDF; 2,547,611 bytes. The scan prints "© 1972 by Academic Press, Inc." at the foot of its first page (the text layer renders the symbol as "0"), and the publisher's open archive serves the scan free to read and states no license, every other right reserved.

Read status: claims checked for the running head, title, author line and dates, the abstract and the Theorem with its explanation, the Problem 7 attribution and the Erdős result used (p. 396), the remark on the proof's length, the two representative problems and footnote 1 with its added-in-proof note (p. 397), the definitions of super form and of the relation C1→C2C_1\to C_2 (p. 402), the assumptions (α)(\alpha) and (β)(\beta), the statement H(n,Z)H(n,Z), the reduction (1), the Normal Form, Super Form, Transitivity and Well-Foundedness Lemmas and the proof of the theorem from them (pp. 403--405), and the § 5 proof and the reference (p. 452), each read clause by clause on the page images of PDF pp. 1--2, 7--10 and 57 on 2026-09-22. The proof of the theorem from the four lemmas (pp. 404--405, about a page) was read in full on the page images and its induction was followed at the level of the lemma statements; the preliminary definitions and the normal forms (pp. 397--402), § 1 Embeddings (pp. 405--423) and the proofs of the four lemmas (§§ 2--5, pp. 423--452) were read in the text layer for structure only, and none of their arguments was checked. Nothing here is independently reviewed.

Contents

  • Abstract and Introduction (pp. 396--397, page images). The Theorem, quoted: "ωω→(ωω,3)2\omega^\omega\to(\omega^\omega,3)^2." The paper explains the notation (p. 396): ωω\omega^\omega is the ordinal power, and the arrow relation means that whenever the unordered pairs from ωω\omega^\omega are split into two classes RR and BB, either some three-element subset X⊂ωωX\subset\omega^\omega has all its pairs in RR, or some subset X⊂ωωX\subset\omega^\omega of order type ωω\omega^\omega (in the inherited order) has all its pairs in BB. It notes the graph-theoretic formulations, identifies the order on ωω\omega^\omega with the lexicographic order on finite sequences of natural numbers compared first by length, places the question as Problem 7 of Erdős and Hajnal [1], who give a brief history, and names the one result of Erdős used in the proof, ω2n+1→(ωn+1,4)2\omega^{2n+1}\to(\omega^{n+1},4)^2 (§3.2 of [1]). Page 397, quoted: "The proof of the theorem given here is long and complicated. We would be interested in knowing whether the proof can be substantially shortened." The author expects the methods of the later sections to give other known positive relations for countable ordinals and to settle some open ones, of which "Two representative problems are: ωω→(ωω,4)2\omega^\omega\to(\omega^\omega,4)^2? ωωα→(ωωα,3)2\omega^{\omega^\alpha}\to(\omega^{\omega^\alpha},3)^2 if α<ω1\alpha<\omega_1?" Footnote 1 is quoted above.
  • § 0, Statements of lemmas that lead to the proof of the theorem (pp. 397--405). Preliminary definitions and notation (pp. 397--399, text layer): the countable well-ordered sets ω0,ω1,…,ωn,…,ωω\omega^0,\omega^1,\ldots,\omega^n,\ldots,\omega^\omega and their subsets; ∣X∣|X| the order type of XX; X⊂nYX\subset_nY means X⊂YX\subset Y and ∣X∣=ωn|X|=\omega^n; ordered sums X=∑mXmX=\sum_mX_m and partial sums (X)q=∑m≥qXm(X)_q=\sum_{m\ge q}X_m, a set of type ωn+1\omega^{n+1} being written as a sum of blocks of type ωn\omega^n and a set of type ωω\omega^\omega as a sum of blocks of type ωm\omega^m; the elements of ωn\omega^n identified with nn-tuples of natural numbers in lexicographic order, with two auxiliary functions on initial segments; arrays X×YX\times Y of type ωn×ωm\omega^n\times\omega^m as direct products, colored by the coloring of [ωω]2[\omega^\omega]^2. Definition of normal forms (pp. 399--402, text layer): the sets DmnD^n_m of non-increasing nn-tuples of natural numbers between mm and 00, the sets NFmnNF^n_m of functions Dmn→{R,B}D^n_m\to\{R,B\}, and the normal form of an array ωn×ωm\omega^n\times\omega^m given by such a function; the sets En+1E^{n+1} of tuples of the symbols SS, JJ, J∗J^* ("SS = stay, JJ = jump, J∗J^* = jump to conclusion", p. 402) and SFn+1SF^{n+1} of functions on them, and super form (p. 402, page image, quoted): "The array ωn+1×ωm\omega^{n+1}\times\omega^m [sic] is in super form iff there is a function C∈SFn+1C\in SF^{n+1} such that for all mm, (i) the array (ωn+1)m×ωm(\omega^{n+1})_m\times\omega^m is in super form given by CC, and (ii) the array ωmn×(ωω)m+1⊂B\omega^n_m\times(\omega^\omega)_{m+1}\subset B." The array being defined is ωn+1×ωω\omega^{n+1}\times\omega^\omega, as clause (ii) and the sentences after it show. An array can be reduced to normal (super) form iff it has a subarray X×YX\times Y with ∣X∣=ωn+1|X|=\omega^{n+1}, ∣Y∣=ωω|Y|=\omega^\omega in that form. The relation C1→C2C_1\to C_2 between super forms, "in some sense, C2C_2 is a bluer form than C1C_1" (p. 402): for e,eˉ∈En+1e,\bar e\in E^{n+1}, $e\ge\bar e$ iff the number of JJ's in (en⋯e1)(e_n\cdots e_1) is at least the number in (eˉn⋯eˉ1)(\bar e_n\cdots\bar e_1), and C1→C2C_1\to C_2 means "if e≥eˉe\ge\bar e and C1(eˉ)=RC_1(\bar e)=R, then C2(e)=BC_2(e)=B"; if C1≡BC_1\equiv B then $C_1\to C_2$ iff C2≡BC_2\equiv B. Sequence of lemmas leading to the proof (pp. 403--405, page images): the assumptions (α)(\alpha) and (β)(\beta), the statement H(n,Z)H(n,Z) and the four lemmas, quoted, and the proof of the theorem from them, sketched, on theorem_p396.
  • § 1, Embeddings (pp. 405--423, text layer): results independent of (α)(\alpha) and (β)(\beta) on finding subsets of ωm\omega^m of type ωn\omega^n and subarrays of type ωn×ωp\omega^n\times\omega^p inside ωn×ωm\omega^n\times\omega^m; the main result of the section is Proposition 1.10, called "the workhorse" on p. 451.
  • §§ 2--5, the proofs of the four lemmas (text layer, structure only): the normal form lemma (pp. 423--435), the super form lemma (pp. 435--446), the transitivity lemma (pp. 446--452, assembled from 4.1, 4.2 and 4.3, with the hypothesis (β)(\beta) used at one place, "at the beginning of (2.3)", p. 451), and the well-foundedness lemma (p. 452, a paragraph read on the page image, needing neither (α)(\alpha) nor (β)(\beta): with #(e)\#(e) the number of JJ's in (en⋯e1)(e_n\cdots e_1) and npn_p the least #(e)\#(e) with Cp(e)=RC_p(e)=R, the relation Cp→Cp+1C_p\to C_{p+1} gives np+1<npn_{p+1}<n_p, so some Cp≡BC_p\equiv B).
  • Reference (p. 452, page image): the single item [1], quoted above.

Compiled scope

The paper is compiled at statement depth for the result Problem 590 consumes: the Theorem (p. 396), with the lemma statements and the proof of the theorem from them (pp. 403--405), read on the page images and paged on theorem_p396; and for the two representative problems of p. 397, paged on problems_p397 for Problem 592. The proofs of the four lemmas were read in the text layer for structure only, and nothing here is independently reviewed.

Bears on. #590: the Theorem (p. 396, PDF p. 1), "ωω→(ωω,3)2\omega^\omega\to(\omega^\omega,3)^2", is the problem's statement in the arrow notation, and the paper is its original proof; p. 396 records that the question is Problem 7 of the Erdős--Hajnal list, and footnote 1 (p. 397) records Larson's shorter proof, the page's [La73]. The proof is 57 printed pages and is called "long and complicated" by its author; the theorem is consumed here at statement depth, with the proof of the theorem from its four lemmas followed and the lemmas' proofs unchecked. #592: the second of the two representative problems (p. 397, PDF p. 2), "ωωα→(ωωα,3)2\omega^{\omega^\alpha}\to(\omega^{\omega^\alpha},3)^2 if α<ω1\alpha<\omega_1?", is the problem's question for the exponents β=ωα\beta=\omega^\alpha (the problem writes α=ωβ\alpha=\omega^\beta, so the paper's α\alpha is the problem page's γ\gamma), posed here as unknown and as a candidate for the paper's methods; the Theorem is its case α=1\alpha=1, the problem's β=ω\beta=\omega, and the first representative problem, "ωω→(ωω,4)2\omega^\omega\to(\omega^\omega,4)^2?", is answered in footnote 1 by Milner's ωω→(ωω,m)2\omega^\omega\to(\omega^\omega,m)^2, m<ωm<\omega, reported by letter without a printed proof. The paper settles the question for no other α\alpha.

Results.

  • Theorem (p. 396): ωω→(ωω,3)2\omega^\omega\to(\omega^\omega,3)^2, proved by induction from the Normal Form, Super Form, Transitivity and Well-Foundedness Lemmas (pp. 403--405) and Erdős's ω2n+1→(ωn+1,4)2\omega^{2n+1}\to(\omega^{n+1},4)^2.
  • Problems (p. 397): ωω→(ωω,4)2\omega^\omega\to(\omega^\omega,4)^2? and ωωα→(ωωα,3)2\omega^{\omega^\alpha}\to(\omega^{\omega^\alpha},3)^2 if α<ω1\alpha<\omega_1?, the second being Problem 592's question.

No file of this source is held: no license on record permits its redistribution, and the card cites the edition it names above.